Securities Market Regulations

Regulatory Integrity at
Market Speed.

In the securities sector, risk is not just financial, it's regulatory. Ensure the continuity of your Brokerage Firm with an ecosystem that monitors, evaluates, and reports regulatory compliance in real time.

AML/CFT Compliant
Real-time OFAC/UN Lists
SC
Risk Monitor Pro
System Operational
LIVE FEED
Portfolio Assessment
Low
2.4%
Pending Alerts
3
Action Required
Investor Screening
AI
Alpha Investment Group
ID: 3-101-445902
Approved
JP
John Doe (Individual)
PEP Detected
Manual Review
GL
Global Logistics Inc.
Ultimate Beneficial Owner (UBO)
Analyzing...
Regulatory Status
100% COMPLIANT
Market Challenges

Volatility Demands Regulatory Stability

Time-to-Market is the currency of the securities sector. However, manual Due Diligence processes and information silos act as a "handbrake," exposing your organization to sanctions and lost investment opportunities.

Snap Compliance turns this brake into an accelerator, integrating risk management directly into the operational flow.

Multi-Jurisdiction Coverage

Operating funds in Costa Rica, Panama, and the US? Centralize the regulations of each local superintendency in a single platform with Compliance Agent.

Operational Efficiency (TTV)

Reduce onboarding time for new investors without sacrificing rigor. Our Time-to-Value allows you to implement controls in weeks, not months.

Security and Protection

Financial information is the most sensitive asset. We protect your data under the highest standards of cybersecurity and encryption.

Snap Compliance Ecosystem

Regulatory Infrastructure to Scale.

Total Centralization

Eliminate silos. Manage risk matrices, due diligence, and regulatory reports from a single collaborative dashboard pre-configured for Brokerage Firms.

Document Generation

Create and update Compliance Manuals, Policies, and Risk Methodologies agilely. Ensure your documentation evolves at the exact pace of regulations.

Compliance Agent

Automatic parameterization of laws. Our agent continuously monitors regulatory changes affecting your funds, alerting you before they become an audit finding.

Robust API Integration

Input
POST /api/v1/investor/check
Validates new investor against sanctions lists
Process
RiskEngine.Analyze(profile)
Calculates risk score based on parameterized matrix
Output
Return { status: "APPROVED", score: 1.2 }
Generates digital file and audit log
Competitive Differentiation

Fortaleza GRC Program

More than software, we offer a framework uniting Technology, Training, and Methodology. Obtain quality seals that communicate absolute transparency to your investors.

GF-AML Certified

General Framework AML

Best practices certification in money laundering prevention.

ANTI-CORR Integrity

Anti-Corruption Seal

Guarantee of integrity and ethics in fund management.

Scale the Operation of your Compliance and Risk Management Areas

Your investors' trust is built on transparency and security. Implement the leading risk management ecosystem today.

Native Compliance in +14 Jurisdictions

From Law 21.719 Data Protection in Chile to Law 155-17 in Dominican Republic. Automatic parameterization and regional support.

Chile

Chile

Law 21.595 • UAF Law 19.913

Costa Rica

Costa Rica

SUGEF 13-19 • Law 8204

Panama

Panama

Law 23 • SBP Agreements

Dominican Rep.

Dominican Rep.

Law 155-17 • IDECOOP Standard

Colombia

Colombia

SAGRILAFT • SARLAFT 4.0

Peru

Peru

SPLAFT • SBS / UIF

Mexico

Mexico

Fintech Law • PLD/FT CNBV

Ecuador

Ecuador

UAFE • AML Law

Venezuela

Venezuela

SIRO • Sudeban Rules

Guatemala

Guatemala

IVE • AML Law

Honduras

Honduras

CNBS • UAF Regulations

El Salvador

El Salvador

UIF • AML Law

Nicaragua

Nicaragua

UAF • Law 977

Argentina

Argentina

Law 25.246 • UIF

Global

ISO 31000 • COSO ERM

Includes specialized support for DNFBPs

(Designated Non-Financial Businesses and Professions)